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Nicholas Cannone

Icapital Markets LLC

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About Nicholas Cannone

Nicholas Cannone is a financial advisor with Icapital Markets LLC. He is registered with the Financial Industry Regulatory Authority (FINRA) and holds the Series 7TO, Series 63 and SIE licenses. He is currently registered with Icapital Markets LLC. He previously worked with Icapital Securities, LLC. Nicholas has been in the financial services industry since 2020.

Firm Information

Nicholas Cannone is currently registered with Icapital Markets LLC. Icapital Markets LLC is a Limited Liability Company that was formed on August 13, 2001. The company is registered in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. Icapital Markets LLC is also registered with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

219

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Nicholas Cannone’s Registration & Firm History

CT

11/30/2023 - Present

Icapital Markets LLC (Greenwich CT)

NY

06/30/2021 - 11/30/2023

ICAPITAL SECURITIES, LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 12/02/2021

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/30/2021

Series 7TO - General Securities Representative Examination

BC

Issued 02/21/2020

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Nicholas Cannone.
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