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Nicholas Campanella

Barclays Capital Inc.

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About Nicholas Campanella

Nicholas Campanella is a financial professional with over 5 years of experience in the securities industry. Nicholas is currently registered with Barclays Capital Inc. and is licensed to offer a wide range of financial products and services. Nicholas's previous experience includes roles at Credit Suisse Securities (USA) LLC, BOFA Securities, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated and Guggenheim Securities, LLC.

Firm Information

Nicholas Campanella is currently registered with Barclays Capital Inc.. Barclays Capital Inc. is a Corporation formed on March 30, 1998 and is registered in all 50 states, as well as the District of Columbia, Puerto Rico and the Virgin Islands. The firm has a history of regulatory and civil events, with 120 regulatory disclosures and 4 civil disclosures on record.

Not reported

Assets Under Management

Not reported

Total Clients

434

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Nicholas Campanella’s Registration & Firm History

NY

05/26/2023 - Present

Barclays Capital Inc. (NEW YORK NY)

NY

01/07/2022 - 05/26/2023

CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)

NY

05/10/2019 - 06/05/2019

BOFA SECURITIES, INC. (NEW YORK NY)

NY

07/26/2017 - 05/10/2019

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

NY

03/06/2015 - 09/14/2016

GUGGENHEIM SECURITIES, LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 01/31/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/18/2022

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/10/2017

Series 86 - Research Analyst Exam - Part I Analysis Module

BC

Issued 03/06/2015

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Nicholas Campanella.
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