Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Cain Jones is a financial advisor with MML Investors Services, LLC. Nicholas has been in the financial industry since 2009. He is registered with the state of South Carolina and Texas and has a Series 7, Series 63, Series 65, and SIE licenses. Nicholas specializes in financial planning, portfolio management for individuals and businesses, and pension consulting. He holds the Certified Financial Planner and Chartered Financial Consultant designations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
SC
01/09/2024 - Present
MML Investors Services, LLC (CHARLESTON SC)
SC
07/27/2010 - 11/30/2011
PRINCOR FINANCIAL SERVICES CORPORATION (MOUNT PLEASANT SC)
SC
07/06/2009 - 01/08/2010
EDWARD JONES (CHARLESTON SC)
DE
01/31/2008 - 04/22/2009
PARK AVENUE SECURITIES LLC (WILMINGTON DE)
IA
Issued 01/27/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/02/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/30/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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