Unclaimed
Nicholas Pavia is an investment advisor representative at Cetera Investment Advisers LLC, with experience in the financial services industry since 2006. Nicholas has a broad range of certifications and registrations, including Series 6, 7, 63 and 65, and is licensed in several states. Nicholas specializes in providing financial planning, portfolio management for individuals and businesses, and pension consulting services to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
SC
08/10/2023 - Present
Cetera Investment Advisers LLC (DANIEL ISLAND SC)
SC
07/31/2006 - 08/10/2023
SECURIAN FINANCIAL SERVICES, INC. (DANIEL ISLAND SC)
SC
01/23/2006 - 07/13/2006
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (CHARLESTON SC)
IA
Issued 2/26/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 1/31/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 7/14/2010
Series 7 - General Securities Representative Examination
BC
Issued 1/20/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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