Unclaimed
Nicholas Busson is a financial professional with a strong focus on investment banking. Nicholas has a Series 63, Series 79TO, and SIE licenses, and is registered with the state of North Carolina. Nicholas is currently employed at Wells Fargo Securities, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
09/04/2022 - Present
Wells Fargo Securities, LLC (CHARLOTTE NC)
BC
Issued 08/13/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/03/2022
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 04/30/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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