Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Lane is a financial professional with over 16 years of experience in the securities industry. Nicholas has been registered with Equitable Distributors, LLC since 2019. Prior to that, Nicholas worked at AXA Distributors, LLC from 2011 to 2016. Nicholas holds the Series 7, Series 24, Series 99TO and the SIE licenses. Nicholas is a General Securities Principal.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
05/08/2019 - Present
Equitable Distributors, LLC (New York NY)
NY
03/10/2011 - 07/29/2016
AXA DISTRIBUTORS, LLC (NEW YORK NY)
BC
Issued 10/03/2007
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/06/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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