Unclaimed
Nicholas Bryant Smith is an Investment Advisor Representative registered with Alphastar Capital Management, LLC. Nicholas has been in the industry since 2017 and has worked at various firms, including Western States Bank, Ramer Retirement Resources, and Regal Investment Advisors, LLC. Nicholas holds a Series 65 license and is registered in Florida and Minnesota. Nicholas has a strong background in financial planning and portfolio management for individuals. In addition to being a registered representative for Alphastar, Nicholas also works as a life insurance agent for Midland National Life Insurance Company and for Ramer Retirement Resources.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Sub-advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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MN
12/14/2020 - Present
Alphastar Capital Management (Rochester MN)
IA
Issued 09/14/2020
Series 65 - Uniform Investment Adviser Law Examination
Active
Inactive
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