Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Bruno Desimone is a financial professional with a diverse background. Nicholas has been in the industry since January 24, 2022, and is currently registered as a Registered Representative with Vanguard Advisers, Inc., a firm specializing in financial planning, portfolio management, and selection of other advisors. Nicholas holds the Series 66, Series 63 and Series 7TO licenses as well as the Securities Industry Essentials (SIE) designation. Nicholas is registered to provide investment advice in 53 states and is dedicated to serving a wide range of clients, including high-net-worth individuals, corporations, and pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
PA
02/19/2025 - Present
Vanguard Advisers, Inc. (MALVERN PA)
BOTH
Issued 08/16/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/04/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/12/2023
Series 7TO - General Securities Representative Examination
BC
Issued 01/25/2022
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 12/06/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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