Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Brueggeman is a financial advisor at Wells Fargo Advisors Financial Network, LLC, where Nicholas has been employed since November 2016. Nicholas has been in the financial industry since April 5, 2015. Nicholas is licensed in Missouri and Texas. Nicholas is also registered with Wells Fargo Clearing Services, LLC, where Nicholas also has been employed since November 2016. Nicholas is licensed in Missouri and Texas for this firm as well. Nicholas previously worked for EDWARD JONES in CREVE COEUR, MO. In addition to his work as a financial advisor, Nicholas is also a lacrosse coach.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MO
10/29/2019 - Present
Wells Fargo Advisors Financial Network, LLC (ST. LOUIS MO)
MO
02/25/2015 - 10/06/2016
EDWARD JONES (CREVE COEUR MO)
BOTH
Issued 03/13/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/30/2017
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/21/2017
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/25/2015
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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