Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Browne is a registered representative with Merrill Lynch, Pierce, Fenner & Smith Inc. Nicholas has been in the industry since January 24, 2020. Nicholas has been registered in New Jersey since March 9, 2020 and Texas since April 28, 2021. Nicholas has a Series 7TO, Series 66 and a SIE license. Nicholas is registered in 37 states and has 7 approved SRO registrations. Nicholas is also registered as an Investment Advisor Representative in New Jersey and Texas. Nicholas offers a variety of services including portfolio management for individuals and businesses. Nicholas is affiliated with Merrill Lynch, Pierce, Fenner & Smith Inc. and has been with them since September 2019. Merrill Lynch is a full-service brokerage firm that offers investment banking, asset management, and wealth management services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
04/28/2021 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (MOUNT LAUREL NJ)
BOTH
Issued 03/06/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/25/2020
Series 7TO - General Securities Representative Examination
BC
Issued 11/01/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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