Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Brown is an investment professional with Houlihan Lokey Capital, Inc. Nicholas is licensed to conduct securities business in Illinois. His license was issued in August 2023. Nicholas has passed several securities examinations. Nicholas has been in the financial industry for a short time.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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IL
08/09/2023 - Present
Houlihan Lokey Capital, Inc. (CHICAGO IL)
BC
Issued 08/17/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/09/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 08/02/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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