Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Brown is a financial advisor with J.P. Morgan Securities LLC, a large firm with over $50 billion in assets under management. Nicholas has been in the financial industry since 2004 and has a wide range of experience in investments. Nicholas is registered with FINRA and holds Series 4, 7, 9, 10, 24, 52TO, 53 and 66 licenses. Nicholas is also a Registered Investment Advisor (RIA) and is registered with the states of Ohio and Texas. Nicholas specializes in providing financial advice to individuals, businesses, and retirement plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
OH
06/11/2014 - Present
J.p. Morgan Securities LLC (BEREA OH)
OH
04/20/2010 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (AKRON OH)
OH
04/01/2008 - 04/01/2010
THE HUNTINGTON INVESTMENT COMPANY (COLUMBUS OH)
OH
07/06/2005 - 03/24/2008
CHASE INVESTMENT SERVICES CORP. (COLUMBUS OH)
IL
03/17/2005 - 07/06/2005
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
MN
07/26/2004 - 02/17/2005
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
07/26/2004 - 02/17/2005
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 03/14/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/10/2012
Series 4 - Registered Options Principal Examination
BC
Issued 05/08/2012
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 02/21/2011
Series 53 - Municipal Securities Principal Examination
BC
Issued 04/23/2010
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/24/2004
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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