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Nicholas Bratt

Lazard Asset Management Securities LLC

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About Nicholas Bratt

Nicholas Bratt has over 40 years of experience in the financial services industry. Nicholas is currently registered with Lazard Asset Management Securities LLC in New York, NY and has been with the firm since August 2005. Before that, Nicholas worked at Scudder Investor Services, Inc. in New York, NY from October 1980 to August 2003. Nicholas is licensed to sell securities in New York.

Firm Information

Nicholas Bratt is currently registered with Lazard Asset Management Securities LLC. Lazard Asset Management Securities LLC is a Limited Liability Company formed in May 2003. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

131

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Nicholas Bratt’s Registration & Firm History

NY

08/26/2005 - Present

Lazard Asset Management Securities LLC (NEW YORK NY)

NY

10/30/1980 - 08/27/2003

SCUDDER INVESTOR SERVICES, INC. (NEW YORK NY)

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Licenses & Designations

IA

Issued 12/16/1992

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 01/02/2023

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 01/02/2023

Series 22TO - Direct Participation Programs Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/20/1980

Series 1 - Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Nicholas Bratt.
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