Unclaimed
Nicholas Bratt has over 40 years of experience in the financial services industry. Nicholas is currently registered with Lazard Asset Management Securities LLC in New York, NY and has been with the firm since August 2005. Before that, Nicholas worked at Scudder Investor Services, Inc. in New York, NY from October 1980 to August 2003. Nicholas is licensed to sell securities in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
08/26/2005 - Present
Lazard Asset Management Securities LLC (NEW YORK NY)
NY
10/30/1980 - 08/27/2003
SCUDDER INVESTOR SERVICES, INC. (NEW YORK NY)
IA
Issued 12/16/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 01/02/2023
Series 22TO - Direct Participation Programs Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/20/1980
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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