Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Brandon Buenaventura is a registered representative with Smbc Nikko Securities America, Inc. Nicholas has been in the securities industry since December 25, 2021, and is registered in 51 states. Prior to joining Smbc Nikko Securities America, Inc., Nicholas was employed by Goldman Sachs & Co. LLC. Nicholas holds the Series 7TO, Series 79TO and Series 63 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
06/20/2023 - Present
Smbc Nikko Securities America, Inc. (NEW YORK NY)
NY
11/01/2021 - 04/25/2023
GOLDMAN SACHS & CO. LLC (NEW YORK NY)
BC
Issued 09/25/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/10/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/30/2021
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 09/18/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
N
NYSE Arca, Inc.
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