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Nicholas Brandon

Fidelity Brokerage Services LLC

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About Nicholas Brandon

Nicholas Brandon is a financial advisor with Fidelity Brokerage Services LLC. Nicholas has a Series 7TO, Series 63 and SIE licenses. Nicholas has been in the industry since October 3, 2023. Fidelity Brokerage Services LLC is a FINRA and SEC registered broker-dealer.

Firm Information

Nicholas Brandon is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Nicholas Brandon’s Registration & Firm History

NC

10/04/2023 - Present

Fidelity Brokerage Services LLC (DURHAM NC)

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Licenses & Designations

BC

Issued 10/18/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/04/2023

Series 7TO - General Securities Representative Examination

BC

Issued 12/23/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There is public disclosure for Nicholas Brandon. Review regulatory record here.
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