Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Bowen is a financial advisor with J.p. Morgan Securities LLC. Nicholas is a licensed representative with over 2 years of experience in the financial services industry. Nicholas specializes in providing financial advice to individuals, businesses, and institutions. He is also a Registered Representative and licensed in Maine, Massachusetts, Arizona, New Hampshire and Rhode Island. Previously, Nicholas was employed with LPL Financial LLC and Key Investment Services LLC. Nicholas holds the Series 6, Series 63, and SIE licenses. Nicholas is dedicated to providing clients with personalized financial advice and services to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
MA
11/15/2021 - Present
J.p. Morgan Securities LLC (Woburn MA)
ME
06/08/2020 - 07/16/2021
LPL FINANCIAL LLC (ELLSWORTH ME)
ME
07/20/2018 - 03/20/2020
KEY INVESTMENT SERVICES LLC (Bangor ME)
BC
Issued 08/04/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/20/2018
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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