Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Boccella is a financial advisor with Wells Fargo Advisors Financial Network, LLC. Nicholas has been in the financial industry since 1978. Nicholas has experience working with a variety of clients including high-net-worth individuals, corporations and charitable organizations. Nicholas has offices in Chatham, NJ and Naples, FL. Nicholas has passed a variety of industry exams including Series 7, Series 63, Series 65, Series 10 and Series 9.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NJ
05/18/2012 - Present
Wells Fargo Advisors Financial Network, LLC (CHATHAM NJ)
NJ
06/01/2009 - 05/16/2012
MORGAN STANLEY SMITH BARNEY (FLORHAM PARK NJ)
NJ
07/31/1993 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (FLORHAM PARK NJ)
NY
04/11/1988 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
03/25/1983 - 04/11/1988
E. F. HUTTON & COMPANY INC
NA
10/02/1978 - 04/12/1983
DEAN WITTER REYNOLDS INC.
IA
Issued 04/01/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/02/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/07/1995
Series 53 - Municipal Securities Principal Examination
BC
Issued 08/02/1991
Series 24 - General Securities Principal Examination
BC
Issued 09/20/1984
Series 4 - Registered Options Principal Examination
BC
Issued 04/19/1983
Series 12 - NYSE Branch Manager Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/07/1986
Series 3 - National Commodity Futures Examination
BC
Issued 09/16/1978
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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