Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Harding is a financial advisor with ADP Broker-Dealer, Inc. Nicholas has been in the financial industry since 2019 and holds Series 6, 63, 6TO, and SIE licenses. Nicholas was previously registered with PAYCHEX SECURITIES CORPORATION, TRANSAMERICA INVESTORS SECURITIES CORPORATION, and GWFS EQUITIES, INC. Nicholas is registered in 18 states including Arizona, Colorado, Idaho, Illinois, Indiana, Kansas, Michigan, Minnesota, Missouri, Montana, Nevada, New Mexico, Oklahoma, Texas, Utah, Washington, Wisconsin, and Wyoming.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NJ
10/11/2023 - Present
ADP Broker-Dealer, Inc. (FLORHAM PARK NJ)
NY
10/30/2020 - 10/17/2023
PAYCHEX SECURITIES CORPORATION (ROCHESTER NY)
CO
04/15/2015 - 10/28/2015
TRANSAMERICA INVESTORS SECURITIES CORPORATION (DENVER CO)
CO
12/04/2013 - 02/12/2015
GWFS EQUITIES, INC. (GREENWOOD VILLAGE CO)
BC
Issued 06/09/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/30/2020
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 02/28/2020
SIE - Securities Industry Essentials Examination
BC
Issued 12/04/2013
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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