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Nicholas Bernard

Nylife Securities LLC

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About Nicholas Bernard

Nicholas Bernard is a registered representative with Nylife Securities LLC. Nicholas has two product licenses, including the Series 6TO and SIE exams. Nicholas currently holds an active FINRA registration and began working with the firm on June 26, 2024. Nicholas is located at the New Orleans, Louisiana branch office of Nylife Securities LLC.

Firm Information

Nicholas Bernard is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Nicholas Bernard’s Registration & Firm History

LA

06/26/2024 - Present

Nylife Securities LLC (NEW ORLEANS LA)

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Licenses & Designations

BC

Issued 06/26/2024

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 04/23/2024

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Nicholas Bernard.
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