Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Benson Wachtler is an active investment professional with over 9 years of experience in the securities industry. Nicholas is currently registered with Guggenheim Securities, LLC. Previously, Nicholas was associated with CREDIT SUISSE SECURITIES (USA) LLC and GOLDMAN SACHS & CO. LLC. Nicholas holds Series 7TO, Series 63, SIE, and Series 79 securities licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
09/18/2023 - Present
Guggenheim Securities, LLC (NEW YORK NY)
NY
07/05/2022 - 10/18/2023
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
08/22/2014 - 07/08/2022
GOLDMAN SACHS & CO. LLC (NEW YORK NY)
BC
Issued 09/30/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/13/2024
Series 24 - General Securities Principal Examination
BC
Issued 09/30/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/22/2014
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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