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Nicholas Benjamin Smith

U.s. Bancorp Investments, Inc.

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About Nicholas Benjamin Smith

Nicholas Benjamin Smith is a financial professional with U.S. Bancorp Investments, Inc. located in Saint Charles, Missouri. Nicholas has been working in the industry for over 3 years and is licensed to sell securities in Missouri. He is qualified to sell securities, and he is also a Series 6TO and SIE certified advisor. Nicholas is a Registered Representative of U.S. Bancorp Investments, Inc., a registered broker-dealer, and a Registered Investment Advisor. U.S. Bancorp Investments, Inc. is a subsidiary of U.S. Bancorp, the fifth-largest commercial bank in the United States.

Firm Information

Nicholas Smith is currently registered with U.s. Bancorp Investments, Inc.. U.S. Bancorp Investments, Inc. is a corporation that provides financial planning, portfolio management, and other investment advisory services. Formed in 1974, the firm has approximately $1 billion - $10 billion in assets under management and is registered with the SEC and in all 50 states. The firm's main office is located in Saint Paul, Minnesota.
U.s. Bancorp Investments, Inc.

60 LIVINGSTON AVENUE

SAINT PAUL, MN 55107

$15.87B

Assets Under Management

3,360

Total Clients

1,960

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

12b-1,networking&shareholder serv,product partner arrangements

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Nicholas Smith’s Registration & Firm History

MO

10/24/2022 - Present

U.s. Bancorp Investments, Inc. (Saint Charles MO)

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Licenses & Designations

BC

Issued 12/30/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/22/2022

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 09/10/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Nicholas Benjamin Smith.
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