Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Scordato is a financial advisor with UBS Financial Services Inc. with over 18 years of experience in the financial services industry. Nicholas holds a Series 7, 63, 31, and 66 licenses. Nicholas is registered to provide investment advice in 24 states and the District of Columbia. Previous employers of Nicholas include MORGAN STANLEY & CO. INCORPORATED, MORGAN STANLEY DW INC., and GUNNALLEN FINANCIAL, INC. Nicholas is a graduate of the University of Pennsylvania and holds a Bachelor of Arts degree in Economics.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NY
11/28/2008 - Present
UBS Financial Services Inc. (NEW YORK NY)
NY
04/02/2007 - 12/01/2008
MORGAN STANLEY & CO. INCORPORATED (JERICHO NY)
NY
05/16/2006 - 04/02/2007
MORGAN STANLEY DW INC. (JERICHO NY)
NY
07/04/2005 - 05/05/2006
GUNNALLEN FINANCIAL, INC (FARMINGDALE NY)
BOTH
Issued 05/24/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/15/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/24/2006
Series 31 - Futures Managed Funds Examination
BC
Issued 07/01/2005
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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