Unclaimed
Nicholas Benedetto is a financial advisor who is currently registered with HSBC Securities (USA) Inc. in Beverly Hills, California. Previously Nicholas worked for J.P. Morgan Securities LLC. Nicholas has a combined total of 5 exams including the Series 66, Series 63, Series 7TO, Series 6TO, and the SIE exam. Nicholas is registered as a broker-dealer in California and is also registered as an Investment Advisor Representative in California. Nicholas is specialized in Retirement Planning, Mutual Funds and Alternative Investments. Nicholas has been in the industry since August 19, 2022.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Provide asset alloc recommendations & based upon such recommendations 3rd party adv to manage assets pursuant to client approval
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
CA
02/02/2024 - Present
Hsbc Securities (usa) Inc. (BEVERLY HILLS CA)
CA
08/04/2022 - 04/08/2023
J.P. MORGAN SECURITIES LLC (LOS ANGELES CA)
BOTH
Issued 01/31/2024
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/19/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/11/2023
Series 7TO - General Securities Representative Examination
BC
Issued 08/04/2022
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 07/20/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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