Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Barulic is a financial advisor who has been in the industry since 2008. Nicholas is currently registered with J.P. Morgan Securities LLC and has been with the firm since 2017. Prior to joining J.P. Morgan Securities LLC, Nicholas was with BBVA Securities Inc., Fifth Third Securities, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Chase Investment Services Corp., SunTrust Investment Services, Inc., and Grayson Financial LLC. Nicholas holds the Series 7, Series 63, and Series 66 licenses, as well as the SIE. Nicholas is also a Certified Financial Planner and a Chartered Financial Consultant.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
FL
09/13/2017 - Present
J.p. Morgan Securities LLC (Neptune Beach FL)
FL
10/08/2015 - 08/29/2017
BBVA SECURITIES INC. (JACKSONVILLE FL)
FL
10/16/2014 - 09/14/2015
FIFTH THIRD SECURITIES, INC. (ORLANDO FL)
FL
09/06/2012 - 10/20/2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (ORLANDO FL)
FL
05/03/2011 - 08/22/2012
CHASE INVESTMENT SERVICES CORP. (CLERMONT FL)
FL
10/26/2010 - 04/25/2011
SUNTRUST INVESTMENT SERVICES, INC. (ORLANDO FL)
FL
09/09/2008 - 09/21/2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (ORLANDO FL)
NJ
05/15/2002 - 08/15/2002
GRAYSON FINANCIAL LLC (RED BANK NJ)
BOTH
Issued 11/06/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/22/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/08/2008
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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