Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Rodgers is a financial professional with over six years of experience in the securities industry. Nicholas has a Series 79, Series 82, Series 63, and Series 24 license. Nicholas currently works at KPMG Corporate Finance LLC in Chicago, Illinois, where Nicholas has been employed since December 21, 2016. Nicholas is registered with the Financial Industry Regulatory Authority (FINRA) and is licensed to provide investment advice in all 50 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
IL
12/21/2016 - Present
Kpmg Corporate Finance LLC (CHICAGO IL)
BC
Issued 06/27/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/14/2022
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/22/2017
Series 82 - Limited Representative-Private Securities Offerings
BC
Issued 12/21/2016
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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