Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Barron is a financial advisor with MGI Funds Distributors, LLC based in San Francisco, California. Nicholas has been in the financial services industry since May 8, 2017. Nicholas is registered in California as a broker-dealer. Nicholas holds the following licenses: Series 7, Series 66, and SIE. Nicholas has experience with MMC Securities LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
01/28/2020 - Present
MGI Funds Distributors, LLC (San Francisco CA)
CA
04/12/2017 - 12/31/2019
MMC SECURITIES LLC (SAN FRANCISCO CA)
BOTH
Issued 06/23/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/12/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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