Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Barnes is a financial advisor with Avantax Advisory Services and Avantax Planning Partners, Inc.. Nicholas is registered to provide investment advice in multiple states and has over 10 years of experience in the financial industry. Nicholas is committed to helping clients achieve their financial goals through personalized financial planning, investment management, and retirement planning services. Nicholas holds Series 7, 63, 65 and SIE licenses, and has earned the Certified Financial Planner designation. Nicholas offers a variety of investment services, including portfolio management for individuals and businesses, financial planning, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Solicitor referral services to third-party investment managers; participant enrollment meetings
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor fees
1
2
TX
05/09/2023 - Present
Avantax Advisory Services (DALLAS TX)
NY
09/26/2018 - 10/02/2020
MML INVESTORS SERVICES, LLC (SYRACUSE NY)
NY
09/09/2016 - 11/23/2016
PRUCO SECURITIES, LLC. (Cicero NY)
NJ
08/25/2011 - 02/10/2014
FIDELITY BROKERAGE SERVICES LLC (PARAMUS NJ)
AZ
06/02/2008 - 06/28/2011
USAA FINANCIAL ADVISORS, INC. (PHOENIX AZ)
NC
01/05/2007 - 04/17/2008
E*TRADE SECURITIES LLC (CHARLOTTE NC)
BC
Issued 07/27/2023
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 11/21/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/23/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/04/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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