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Nicholas Banks

THE Leaders Group, Inc.

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About Nicholas Banks

Nicholas Banks is a Registered Representative of The Leaders Group, Inc. and has been in the securities industry since September 26, 2023. Nicholas has passed the Series 63, Series 6TO, and SIE exams. Nicholas is registered with the state of Kentucky. The Leaders Group, Inc. is a firm with a branch office in Louisville, Kentucky.

Firm Information

Nicholas Banks is currently registered with THE Leaders Group, Inc.. THE Leaders Group, Inc. is a Corporation registered in 52 states and the District of Columbia, with an approved SEC registration. Formed on July 14, 1994, the firm has a history of providing financial services.

Not reported

Assets Under Management

Not reported

Total Clients

854

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Nicholas Banks’s Registration & Firm History

KY

09/27/2023 - Present

THE Leaders Group, Inc. (Louisville KY)

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Licenses & Designations

BC

Issued 09/22/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/20/2023

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 05/04/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Nicholas Banks. Review regulatory record here.
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