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Nicholas Baldwin Russo

Kroll Securities LLC

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About Nicholas Baldwin Russo

Nicholas Russo is a securities professional licensed in Illinois. Nicholas is registered with Kroll Securities LLC. Nicholas has been in the securities industry since August 13, 2019. Nicholas holds the Series 63, Series 79TO and SIE securities licenses.

Firm Information

Nicholas Russo is currently registered with Kroll Securities LLC. Kroll Securities LLC is a Limited Liability Company formed in June 1997. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

114

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Nicholas Russo’s Registration & Firm History

IL

08/14/2019 - Present

Kroll Securities LLC (CHICAGO IL)

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Licenses & Designations

BC

Issued 07/09/2019

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/14/2019

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 05/09/2019

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Nicholas Baldwin Russo.
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