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Nicholas Balabushka

Brean Capital, LLC

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About Nicholas Balabushka

Nicholas Balabushka is a financial professional with over 15 years of experience in the industry. Nicholas is currently registered with Brean Capital, LLC in Charlotte, North Carolina. Nicholas has a background in securities trading, having previously worked with FTN Financial Securities Corp, Drexel Hamilton, LLC, Susquehanna Financial Group, LLLP, and Keefe, Bruyette & Woods, Inc.. Nicholas has also held a number of licenses, including the Series 7, Series 55, Series 57TO, and Series 63, and is currently registered in North Carolina, New York, Illinois, and Missouri.

Firm Information

Nicholas Balabushka is currently registered with Brean Capital, LLC. Brean Capital, LLC is a Limited Liability Company formed on February 3, 2000. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

83

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Nicholas Balabushka’s Registration & Firm History

NC

10/27/2015 - Present

Brean Capital, LLC (CHARLOTTE NC)

NY

05/21/2015 - 10/08/2015

FTN FINANCIAL SECURITIES CORP (NEW YORK NY)

NY

04/13/2015 - 04/21/2015

DREXEL HAMILTON, LLC (NEW YORK NY)

NY

06/14/2013 - 02/19/2015

SUSQUEHANNA FINANCIAL GROUP, LLLP (NEW YORK NY)

NY

02/20/2006 - 02/25/2013

KEEFE, BRUYETTE & WOODS, INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 04/07/2006

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/22/2007

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 02/17/2006

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Nicholas Balabushka.
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