Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Putnam has been in the financial services industry since December 2010. Nicholas is an Investment Advisor Representative with Spire Wealth Management, LLC, a registered investment adviser. Nicholas has over 12 years of experience in the financial services industry and holds Series 6, 7, 31, and 66 licenses. Nicholas specializes in financial planning, insurance, retirement and estate planning, and divorce planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Insurance, retirement & estate planning, divorce planning
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NJ
09/02/2022 - Present
Spire Wealth Management, LLC (Bedminster NJ)
NY
09/25/2018 - 09/06/2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
06/19/2014 - 09/27/2018
WELLS FARGO CLEARING SERVICES, LLC (NEW YORK NY)
NY
09/22/2011 - 06/25/2014
MORGAN STANLEY (NEW YORK NY)
NJ
12/17/2010 - 09/27/2011
MUTUAL OF OMAHA INVESTOR SERVICES, INC. (MONROE TOWNSHIP NJ)
BOTH
Issued 10/04/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/11/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/29/2012
Series 31 - Futures Managed Funds Examination
BC
Issued 08/02/2011
Series 7 - General Securities Representative Examination
BC
Issued 12/16/2010
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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