Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Lines is a financial professional with over 15 years of experience in the industry. Nicholas is currently registered with Corebridge Capital Services, Inc. and previously worked with Investment Distributors, Inc., Concourse Financial Group Securities, Inc. and Credit Suisse Securities (USA) LLC. Nicholas holds Series 6, 7 and 63 licenses as well as the Securities Industry Essentials Examination (SIE). Nicholas has been active in the industry since 2010.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NJ
10/23/2023 - Present
Corebridge Capital Services, Inc. (JERSEY CITY NJ)
AL
01/03/2022 - 10/17/2023
INVESTMENT DISTRIBUTORS, INC. (BIRMINGHAM AL)
AL
02/13/2013 - 01/03/2022
CONCOURSE FINANCIAL GROUP SECURITIES, INC. (BIRMINGHAM AL)
CA
12/19/2007 - 09/03/2010
CREDIT SUISSE SECURITIES (USA) LLC (LOS ANGELES CA)
BC
Issued 03/30/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/12/2013
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 12/18/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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