Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Rosenthal is a financial advisor registered with Foreside Fund Services, LLC. Nicholas has been in the industry since December 18, 2008 and is currently registered in 53 states and the District of Columbia. Nicholas holds the Series 63, Series 7 and SIE licenses. Prior to joining Foreside Fund Services, LLC, Nicholas was employed with GRIFFIN CAPITAL SECURITIES, LLC, KBS CAPITAL MARKETS GROUP LLC and COASTAL CAPITAL MARKETS GROUP, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
03/01/2022 - Present
Foreside Fund Services, LLC (El Segundo CA)
CA
06/01/2015 - 02/28/2022
GRIFFIN CAPITAL SECURITIES, LLC (IRVINE CA)
CA
06/02/2009 - 06/02/2015
KBS CAPITAL MARKETS GROUP LLC (NEWPORT BEACH CA)
CA
12/18/2008 - 06/05/2009
COASTAL CAPITAL MARKETS GROUP, INC. (IRVINE CA)
BC
Issued 01/16/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/17/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Nicholas Rosenthal is the right advisor for you? Invested Better is here to help.
