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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Nielsen is a financial advisor with over 15 years of experience in the financial services industry. Nicholas is a CERTIFIED FINANCIAL PLANNER™ professional and currently registered with Independent Advisor Alliance, LLC. Nicholas is also registered in North Carolina, South Carolina and Texas. Nicholas has a proven track record of success in helping clients achieve their financial goals. Nicholas provides financial planning, portfolio management, and other investment-related services. His expertise in financial planning allows him to advise clients on a variety of financial matters including retirement planning, college savings, estate planning, and insurance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NC
09/01/2017 - Present
Independent Advisor Alliance, LLC (Charlotte NC)
NC
09/03/2013 - 09/06/2017
SUNTRUST INVESTMENT SERVICES, INC. (CHARLOTTE NC)
NC
06/07/2010 - 09/03/2013
PNC INVESTMENTS (CHARLOTTE NC)
KY
11/13/2009 - 04/27/2010
PNC INVESTMENTS (LOUISVILLE KY)
KY
10/03/2008 - 11/13/2009
NATCITY INVESTMENTS, INC. (LOUISVILLE KY)
KY
10/05/2006 - 02/07/2008
PNC INVESTMENTS (LOUISVILLE KY)
KY
06/26/2006 - 08/16/2006
FIFTH THIRD SECURITIES, INC. (LOUISVILLE KY)
IA
Issued 09/09/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/07/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/22/2011
Series 7 - General Securities Representative Examination
BC
Issued 06/23/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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