Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Niehaus is an investment advisor representative with Fidelity Personal And Workplace Advisors. Nicholas has been in the securities industry since April 2002. Nicholas is registered with the following securities authorities: Financial Industry Regulatory Authority (FINRA) and the state of Colorado. Nicholas is also a registered investment advisor representative in Texas. Nicholas holds a Series 63 and Series 66 license from FINRA. Nicholas also holds a Series 7, Series 9 and Series 10 license from FINRA. Nicholas is a member of the following professional organizations: The American Institute of Certified Public Accountants (AICPA). Fidelity Personal And Workplace Advisors is a registered investment advisor. Nicholas is an investment advisor representative at Fidelity Personal And Workplace Advisors and has specialized expertise in fixed income, equities, mutual funds and other investment products. Nicholas offers financial planning, portfolio management for businesses, and portfolio management for individuals to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CO
07/15/2019 - Present
Fidelity Personal AND Workplace Advisors (GREENWOOD VILLAGE CO)
CO
04/08/2002 - 06/28/2019
CHARLES SCHWAB & CO., INC. (Lone Tree CO)
BOTH
Issued 08/27/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/25/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/15/2004
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/08/2004
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/05/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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