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Nicholas Anthony Valente

Eagle Point Securities LLC

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About Nicholas Anthony Valente

Nicholas Anthony Valente is a financial professional with experience in the securities industry. Nicholas Anthony Valente is currently registered with Eagle Point Securities LLC and has been active in the industry since January 8, 2023. Nicholas Anthony Valente holds the Series 7TO, SIE and Series 63 licenses.

Firm Information

Nicholas Valente is currently registered with Eagle Point Securities LLC. Eagle Point Securities LLC is a Limited Liability Company formed on November 29, 2022. They are registered with the SEC and all 50 states as well as Puerto Rico, the Virgin Islands, and the District of Columbia.

Not reported

Assets Under Management

Not reported

Total Clients

10

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Nicholas Valente’s Registration & Firm History

CT

05/13/2024 - Present

Eagle Point Securities LLC (Greenwich CT)

NY

11/30/2023 - 05/06/2024

ICAPITAL MARKETS LLC (NEW YORK NY)

NY

01/03/2023 - 11/30/2023

ICAPITAL SECURITIES, LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 01/24/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/03/2023

Series 7TO - General Securities Representative Examination

BC

Issued 05/18/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Nicholas Anthony Valente.
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