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Nicholas Anthony Sztapka

MWA Financial Services Inc.

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About Nicholas Anthony Sztapka

Nicholas Anthony Sztapka is a financial advisor who has been in the industry since 2021. Nicholas is registered with MWA Financial Services Inc. and is licensed to provide financial advice in South Dakota, Arizona, California, Colorado, Indiana, Iowa, Minnesota, Nebraska, North Dakota, and Texas. Nicholas specializes in retirement planning, college savings, and financial planning for individuals and businesses. Nicholas is also a Chartered Financial Consultant.

Firm Information

Nicholas Sztapka is currently registered with MWA Financial Services Inc.. MWA Financial Services Inc. is a Corporation formed in February 2001 and headquartered in ROCK ISLAND, IL. They provide financial planning and investment advisory services to individuals, corporations, and charitable organizations. They have a strong presence in the US, with registered representatives in 52 states. MWA Financial Services Inc. manages over $216 million in assets and specializes in serving individuals other than high-net-worth clients.
MWA Financial Services Inc.

1701 1ST AVENUE

ROCK ISLAND, IL 61201

$216.09M

Assets Under Management

14

Total Clients

525

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Nicholas Sztapka’s Registration & Firm History

SD

01/09/2025 - Present

MWA Financial Services Inc. (SIOUX FALLS SD)

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Licenses & Designations

BC

Issued 11/28/2020

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/19/2021

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 01/04/2021

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 09/17/2020

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Nicholas Anthony Sztapka.
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