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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Sutton is a financial advisor with Cetera Investment Advisers LLC. Nicholas has been in the financial services industry since 2002. Nicholas is licensed to provide financial advice in Arizona, Arkansas, California, Nevada, New York, Oregon, and Washington. Cetera Investment Advisers LLC is a registered investment advisor with the Securities and Exchange Commission (SEC). Cetera Investment Advisers LLC provides financial advice to individuals, businesses, and institutions. Cetera Investment Advisers LLC specializes in financial planning, investment management, and retirement planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
07/02/2004 - Present
Cetera Investment Advisers LLC (DALY CITY CA)
CT
05/15/2003 - 06/30/2004
HOCHMAN & BAKER SECURITIES, INC. (STAMFORD CT)
NJ
10/11/2002 - 02/14/2003
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
KS
08/02/2002 - 09/18/2002
WADDELL & REED, INC. (OVERLAND PARK KS)
BOTH
Issued 8/19/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 8/1/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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