Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Anthony Schmidt is a registered representative with KPMG Corporate Finance LLC. Nicholas is registered in 35 states and has passed the Series 63, Series 79TO, Series 82TO and SIE exams. Nicholas has been in the industry since May 25, 2023.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
05/26/2023 - Present
Kpmg Corporate Finance LLC (CHICAGO IL)
BC
Issued 07/06/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/24/2023
Series 82TO - Limited Representative-Private Securities Offerings
BC
Issued 05/25/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 05/06/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
Not sure Nicholas Schmidt is the right advisor for you? Invested Better is here to help.
