Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Pfeiffer is a registered investment advisor representative with Seacrest Wealth Management, LLC. Nicholas has been in the financial services industry since 2007 and holds Series 7, 66 and SIE licenses. In addition to his work at Seacrest Wealth Management, LLC, Nicholas is also involved with BioTap Medical. Nicholas has experience working with individual investors and has a history of working with clients who are considered high-net-worth individuals. Nicholas offers a range of investment services, including financial planning, portfolio management, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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KY
08/27/2024 - Present
Seacrest Wealth Management, LLC (LOUISVILLE KY)
KY
03/20/2014 - 10/21/2015
PURSHE KAPLAN STERLING INVESTMENTS (LOUISVILLE KY)
KY
09/23/2008 - 10/17/2012
J.J.B HILLIARD, W.L. LYONS, LLC (LOUISVILLE KY)
KY
03/23/2007 - 10/03/2008
UBS FINANCIAL SERVICES INC. (LOUISVILLE KY)
BOTH
Issued 04/12/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/21/2015
SIE - Securities Industry Essentials Examination
BC
Issued 03/22/2007
Series 7 - General Securities Representative Examination
Active
Inactive
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