Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Mancuso is a financial professional with over 20 years of experience in the industry. Nicholas is currently registered with Tradeweb Direct LLC. Nicholas has a strong background in the financial markets and has held positions at several firms, including MPS Fixed Income LLC, First New York Securities L.L.C., Offman Securities, LLC, RBC Professional Trader Group LLC, Carlin Equities, LLC, Cannondale Securities, LLC, Carlin Equities Corp., U.S. Trading Corp., HD Brous & Co., Inc., Dean Witter Reynolds Inc., and Prudential Securities Incorporated. Nicholas is a Series 7, 24, 31, 55, 57, 63, 65 and 99 registered representative. Nicholas is registered in the state of New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NJ
12/10/2014 - Present
Tradeweb Direct LLC (JERSEY CITY NJ)
NY
12/13/2011 - 09/28/2012
MPS FIXED INCOME LLC (NEW YORK NY)
NY
04/03/2008 - 09/28/2012
FIRST NEW YORK SECURITIES L.L.C. (NEW YORK NY)
NY
12/12/2007 - 03/20/2008
OFFMAN SECURITIES, LLC (NEW YORK NY)
NY
05/08/2006 - 10/26/2007
RBC PROFESSIONAL TRADER GROUP LLC (NEW YORK NY)
NY
06/21/2005 - 04/04/2006
CARLIN EQUITIES, LLC (NEW YORK NY)
NY
09/10/2004 - 02/25/2005
CANNONDALE SECURITIES, LLC (NEW YORK NY)
NY
11/22/1999 - 07/17/2003
CARLIN EQUITIES CORP. (NEW YORK NY)
NY
08/20/2002 - 05/23/2003
U.S. TRADING CORP. (NEW YORK NY)
NY
03/05/1999 - 10/20/1999
HD BROUS & CO., INC. (GREAT NECK NY)
NY
03/05/1996 - 06/25/1997
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NY
08/17/1995 - 10/26/1995
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
BC
Issued 01/21/2015
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 04/26/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/04/2002
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/14/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 03/11/1996
Series 31 - Futures Managed Funds Examination
BC
Issued 08/16/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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