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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Anthony Hawk is a financial advisor with LPL Financial LLC, headquartered in Southgate, MI. Nicholas has been working in the financial services industry since September 10, 2000. Before joining LPL Financial LLC, Nicholas was registered with Ameriprise Financial Services, LLC, National Planning Corporation and L.M. Kohn & Company. Nicholas has a Series 7, Series 31 and Series 66 license. Nicholas is also registered as an Investment Advisor Representative in Michigan. Nicholas offers consulting and other non-discretionary advisory services, financial planning, pension consulting, educational seminars, and selection of other advisers.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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MI
05/30/2024 - Present
LPL Financial LLC (SOUTHGATE MI)
MI
06/30/2017 - 06/03/2024
AMERIPRISE FINANCIAL SERVICES, LLC (BROWNSTOWN TOWNSHIP MI)
MI
09/21/2015 - 07/06/2017
NATIONAL PLANNING CORPORATION (SOUTHGATE MI)
MI
07/12/2012 - 09/08/2015
L.M. KOHN & COMPANY (TROY MI)
MI
05/03/2012 - 07/23/2012
LEONARD & COMPANY (TROY MI)
MI
06/13/2001 - 05/02/2012
HANTZ FINANCIAL SERVICES, INC. (TAYLOR MI)
NY
07/28/2000 - 05/10/2001
MORGAN STANLEY DW INC. (PURCHASE NY)
BOTH
Issued 09/07/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/10/2000
Series 31 - Futures Managed Funds Examination
BC
Issued 07/27/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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