Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Griffiths is a financial advisor with Truist Advisory Services, Inc. Nicholas has been in the financial services industry since 2007. Nicholas is a CERTIFIED FINANCIAL PLANNER™ professional and holds the Series 7, Series 31 and Series 66 licenses. Nicholas is registered with the following states: Alabama, Arizona, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Missouri, Montana, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, Ohio, Oregon, Pennsylvania, Rhode Island, South Carolina, Tennessee, Texas, Utah, Vermont, Virgin Islands, Virginia, Washington, West Virginia, and Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Wrap fee product and financial profiling services using desktop software
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
PA
08/12/2024 - Present
Truist Advisory Services, Inc. (SHAMOKIN PA)
VA
01/02/2018 - 02/17/2021
BB&T SECURITIES, LLC (RICHMOND VA)
PA
08/30/2016 - 01/02/2018
BB&T INVESTMENT SERVICES, INC. (SUNBURY PA)
PA
05/14/2014 - 09/06/2016
PNC INVESTMENTS (LANCASTER PA)
PA
01/23/2008 - 11/05/2012
PNC INVESTMENTS (MACUNGIE PA)
PA
04/25/2007 - 11/09/2007
THRIVENT INVESTMENT MANAGEMENT INC. (BETHLEHEM PA)
PA
09/15/2005 - 11/09/2006
MORGAN STANLEY DW INC. (ALLENTOWN PA)
BOTH
Issued 09/27/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/30/2005
Series 31 - Futures Managed Funds Examination
BC
Issued 09/14/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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