Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Galvagno is a financial advisor who is registered with Fidelity Brokerage Services LLC. Nicholas is licensed to offer securities and investment advisory services in all states except for Iowa. Nicholas has been in the financial services industry since January 10, 2019. Nicholas holds the Series 7, Series 63, Series 9, Series 10, and Series 4 securities licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NH
01/11/2019 - Present
Fidelity Brokerage Services LLC (MERRIMACK NH)
BC
Issued 01/18/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/15/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/15/2023
Series 4 - Registered Options Principal Examination
BC
Issued 06/15/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/11/2019
Series 7TO - General Securities Representative Examination
BC
Issued 12/08/2018
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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