Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Fiegoli is an Investment Advisor Representative with Steward Partners Investment Advisory, LLC. Nicholas has been in the industry since June 19, 1994. Nicholas is registered with FINRA, Series 7 and Series 63. Nicholas is also registered with the state of New York as an Investment Advisor Representative. Nicholas is also registered with the state of Texas as an Investment Advisor Representative. Nicholas has a long history in the financial services industry and is committed to providing personalized financial advice to help individuals and families achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Financial consulting
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
03/26/2019 - Present
Steward Partners Investment Advisory, LLC (NEW YORK NY)
NY
03/26/2019 - 05/27/2022
RAYMOND JAMES FINANCIAL SERVICES, INC. (NEW YORK NY)
NY
02/20/2009 - 04/04/2019
UBS FINANCIAL SERVICES INC. (NEW YORK NY)
NY
06/20/1994 - 02/25/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 7/11/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 7/19/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 6/10/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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