Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Dubois is a financial advisor associated with Fidelity Personal and Workplace Advisors. Nicholas has a background in sales and customer service, and holds Series 63, 7TO and SIE licenses. Nicholas is registered in 53 states and the District of Columbia. Nicholas is also a registered representative with FINRA. Nicholas is affiliated with Fidelity Personal and Workplace Advisors, which offers advisory services in areas such as financial planning, educational seminars and portfolio management for individuals and businesses. The firm manages approximately $1 billion to $10 billion in assets for clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
RI
02/04/2025 - Present
Fidelity Personal AND Workplace Advisors (WEST WARWICK RI)
BC
Issued 02/21/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/09/2024
Series 7TO - General Securities Representative Examination
BC
Issued 12/21/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
Not sure Nicholas Dubois is the right advisor for you? Invested Better is here to help.
