Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Delf is a financial advisor with over 13 years of experience in the industry. Nicholas is currently registered with KPG Capital Partners, LLC and has been with the firm since June 2013. Prior to joining KPG Capital Partners, LLC, Nicholas worked at APB FINANCIAL GROUP, LLC from November 2009 to June 2013. Nicholas holds a Series 7, Series 63, Series 79TO and Series 30 license. Nicholas is registered in 50 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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UT
06/20/2013 - Present
KPG Capital Partners, LLC (PARK CITY UT)
UT
11/04/2009 - 06/18/2013
APB FINANCIAL GROUP, LLC (PARK CITY UT)
BC
Issued 12/09/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/24/2018
Series 30 - NFA Branch Manager Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/02/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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