Unclaimed
Nicholas Anthony Colucci is a financial professional with Guggenheim Securities, LLC, licensed in several states. Nicholas holds the Series 7, Series 63, and SIE licenses. Nicholas has been in the industry since February 19, 2024.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
02/20/2024 - Present
Guggenheim Securities, LLC (NEW YORK NY)
BC
Issued 05/06/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/20/2024
Series 7TO - General Securities Representative Examination
BC
Issued 08/05/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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