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Nicholas Anthony Colucci

Guggenheim Securities, LLC

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About Nicholas Anthony Colucci

Nicholas Anthony Colucci is a financial professional with Guggenheim Securities, LLC, licensed in several states. Nicholas holds the Series 7, Series 63, and SIE licenses. Nicholas has been in the industry since February 19, 2024.

Firm Information

Nicholas Colucci is currently registered with Guggenheim Securities, LLC. Guggenheim Securities, LLC is a Limited Liability Company formed in January 1999. The firm is registered with the SEC and all 50 states, as well as the District of Columbia, Puerto Rico, and the U.S. Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

107

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Nicholas Colucci’s Registration & Firm History

NY

02/20/2024 - Present

Guggenheim Securities, LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 05/06/2024

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/20/2024

Series 7TO - General Securities Representative Examination

BC

Issued 08/05/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Nicholas Anthony Colucci.
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