Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Collins is a financial professional with over 15 years of experience in the securities industry. Nicholas is currently registered with Kroll Securities LLC and holds Series 7, 66, 79 and SIE licenses. Nicholas has previously worked at FIRST ANALYSIS SECURITIES CORPORATION, WELLS FARGO SECURITIES, LLC, and WELLS FARGO INVESTMENTS, LLC. Nicholas is licensed in 14 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
07/01/2010 - Present
Kroll Securities LLC (LOS ANGELES CA)
IL
10/08/2009 - 11/10/2009
FIRST ANALYSIS SECURITIES CORPORATION (CHICAGO IL)
IL
09/20/2007 - 06/26/2009
WELLS FARGO SECURITIES, LLC (CHICAGO IL)
CA
11/02/2005 - 07/31/2007
WELLS FARGO INVESTMENTS, LLC (SAN FRANCISCO CA)
BOTH
Issued 11/15/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/20/2010
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 11/01/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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