Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Cardoza is a financial advisor with over 10 years of experience in the industry. Nicholas is currently registered with Alps Distributors, Inc. and is located in Stamford, CT. Nicholas was previously registered with Jefferies LLC and Touchstone Securities, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CT
09/05/2013 - Present
Alps Distributors, Inc. (Stamford CT)
CT
06/03/2010 - 08/27/2013
JEFFERIES LLC (STAMFORD CT)
CT
04/08/2008 - 04/12/2010
TOUCHSTONE SECURITIES, INC. (NORWALK CT)
BC
Issued 04/28/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/02/2010
Series 7 - General Securities Representative Examination
BC
Issued 04/07/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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